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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-10 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 05/2019 | 10/2019 |
| Adecco Group | Marysville | OH | 01/2019 | 05/2019 |
| Uber | Miami | FL | 09/2015 | 10/2018 |
| Himelick Financial Group | Austin | TX | 07/2022 | 12/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 07/2022 | 12/2023 |
| The Dorian Way Llc | Austin | TX | 11/2019 | 06/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2023 |
| Fisher Investments | Plano | TX | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-19 |
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