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Mason Roderick Schmitt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-02
OH RA APPROVED 2021-06-11
  • TX RA
    APPROVED
    Since 2021-08-02
  • OH RA
    APPROVED
    Since 2021-06-11

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper Pike OH 03/2020 Present
Ameriprise Financial Canton OH 06/2019 08/2019
City Of Aurora Aurora OH 05/2019 08/2019
City Of Aurora Aurora OH 05/2017 08/2017
Nsk Industries Cuyahoga Falls OH 06/2012 02/2020
Ohio University Athens OH 08/2015 12/2019
Bank Of America, N.A. Pepper Pike OH 04/2026 Present
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pepper Pike, OH
  • 06/2019 → 08/2019
    Ameriprise Financial
    Canton, OH
  • 05/2019 → 08/2019
    City Of Aurora
    Aurora, OH
  • 05/2017 → 08/2017
    City Of Aurora
    Aurora, OH
  • 06/2012 → 02/2020
    Nsk Industries
    Cuyahoga Falls, OH
  • 08/2015 → 12/2019
    Ohio University
    Athens, OH
  • 04/2026 → Present
    Bank Of America, N.A.
    Pepper Pike, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-10
  • S66 Uniform Combined State Law Examination
    2021-06-10
Other Names
  • Mason Schmitt

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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