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Christopher Shane Pikunas

LPl Financial LLC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-01
TX RA APPROVED 2023-03-01
  • NC RA
    APPROVED
    Since 2023-03-01
  • TX RA
    APPROVED
    Since 2023-03-01

Branch Locations

6101 Carnegie Blvd. Suite 520, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 03/2021 06/2021
Northwestern Mutual Richmond VA 05/2019 08/2020
Yaya's Cookbook Glen Allen VA 06/2017 08/2017
Doordash Chesterfield VA 05/2020 12/2020
Roanoke College Salem VA 08/2016 12/2020
Wells Fargo Clearing Services, Llc Charlotte NC 09/2021 03/2023
Lpl Financial Charlotte NC 03/2023 Present
  • 03/2021 → 06/2021
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2019 → 08/2020
    Northwestern Mutual
    Richmond, VA
  • 06/2017 → 08/2017
    Yaya's Cookbook
    Glen Allen, VA
  • 05/2020 → 12/2020
    Doordash
    Chesterfield, VA
  • 08/2016 → 12/2020
    Roanoke College
    Salem, VA
  • 09/2021 → 03/2023
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 03/2023 → Present
    Lpl Financial
    Charlotte, NC
Previous Registrations
Other Businesses

1)02/2023 - Carnegie Private Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-21
  • S66 Uniform Combined State Law Examination
    2021-10-21
Other Names
  • Chris Pikunas
  • Christopher Shane Pikunas
  • Christopher Pikunas

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

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