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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-16 |
| TX | RA | APPROVED | 2020-02-19 |
| NJ | RA | APPROVED | 2020-01-24 |
Branch Locations
1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2019 | Present |
| La-Z-Boy Furniture Galleries | Abington | PA | 07/2018 | 05/2019 |
| The Fresh Market | Hatboro | PA | 02/2018 | 06/2018 |
| Trek Bicycle Store | Doylestown | PA | 01/2018 | 05/2018 |
| Unemployed | Philadelphia | PA | 08/2017 | 01/2018 |
| State Farm Jeff Gottesman Agent | Philadelphia | PA | 03/2017 | 08/2017 |
| La-Z-Boy Furniture Galleries | Langhorne | PA | 05/2012 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-23 |
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