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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2020-07-20
  • RI RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2020-07-20

Branch Locations

North Providence, RI • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 05/2019 Present
Mcdonald's Providence RI 08/2015 04/2017
Kmart Cranston RI 11/2015 09/2017
Santander Providence RI 11/2017 07/2018
Citizens Bank Johnston RI 08/2018 05/2019
Unemployed Providence RI 09/2017 11/2017
Transportations Llc North Providence RI 02/2017 09/2017
Bahras Market Providence RI 10/2016 11/2017
Bank Of America, N.A. Lincoln RI 07/2022 Present
  • 05/2019 → Present
    Lincoln, RI
  • 08/2015 → 04/2017
    Mcdonald's
    Providence, RI
  • 11/2015 → 09/2017
    Kmart
    Cranston, RI
  • 11/2017 → 07/2018
    Santander
    Providence, RI
  • 08/2018 → 05/2019
    Citizens Bank
    Johnston, RI
  • 09/2017 → 11/2017
    Unemployed
    Providence, RI
  • 02/2017 → 09/2017
    Transportations Llc
    North Providence, RI
  • 10/2016 → 11/2017
    Bahras Market
    Providence, RI
  • 07/2022 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-17
  • S66 Uniform Combined State Law Examination
    2020-07-17

View on SEC IAPD

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