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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
VA RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2022-06-03
  • VA RA
    APPROVED
    Since 2021-01-05

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

910 Princess Anne St, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fredericksburg VA 05/2019 Present
Publix Supermarkets Fredericksburg VA 07/2018 11/2019
University Of Mary Washington Fredericksburg VA 08/2016 12/2019
Bank Of America, N.A. Fredericksburg VA 03/2020 Present
  • 05/2019 → Present
    Fredericksburg, VA
  • 07/2018 → 11/2019
    Publix Supermarkets
    Fredericksburg, VA
  • 08/2016 → 12/2019
    University Of Mary Washington
    Fredericksburg, VA
  • 03/2020 → Present
    Bank Of America, N.A.
    Fredericksburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
  • S66 Uniform Combined State Law Examination
    2020-12-30
Other Names
  • Jacob Normand

View on SEC IAPD

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