Maxwell Grafton

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-01-27
NY	RA	APPROVED	2026-01-21
TX	RA	APPROVED	2026-01-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Andover	MA	05/2019	01/2022
Presidio	Woburn	MA	10/2018	04/2019
Fairfield University	Fairfield	CT	09/2014	05/2018
General Security	Plainview	NY	12/2017	01/2018
Fiduciary Investment Advisors	Windsor	CT	09/2017	12/2017
Spanky's Clam Shack And Seaside Saloon	Hyannis	MA	05/2015	08/2017
Unemployed	Andover	MA	05/2018	08/2018
Fidelity Investments	Greenwich	CT	01/2022	01/2026
Fidelity Investments	Boston	MA	03/2025	01/2026
Voya Financial Advisors	Boston	MA	01/2026	Present

05/2019 → 01/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Andover, MA
10/2018 → 04/2019

Presidio

Woburn, MA
09/2014 → 05/2018

Fairfield University

Fairfield, CT
12/2017 → 01/2018

General Security

Plainview, NY
09/2017 → 12/2017

Fiduciary Investment Advisors

Windsor, CT
05/2015 → 08/2017

Spanky's Clam Shack And Seaside Saloon

Hyannis, MA
05/2018 → 08/2018

Unemployed

Andover, MA
01/2022 → 01/2026

Fidelity Investments

Greenwich, CT
03/2025 → 01/2026

Fidelity Investments

Boston, MA
01/2026 → Present

Voya Financial Advisors

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-23

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