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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-09-11 |
Branch Locations
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flight Centre Travel Group Usa Inc | Montvale | NJ | 06/2017 | 06/2017 |
| Great Clips | Allendale | NJ | 05/2017 | 05/2017 |
| Maguro Sushi House | Ramsey | NJ | 05/2017 | 08/2018 |
| Topcon Medical Systems | Oakland | NJ | 06/2018 | 08/2018 |
| Ubs Financial Services Inc. | Weehawken | NJ | 06/2019 | 08/2019 |
| University Of Richmond | Richmond | VA | 08/2016 | 04/2020 |
| University Of Richmond | Richmond | VA | 08/2016 | 05/2020 |
| Ubs Financial Services Inc. | Weehawken | NJ | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-10 |
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