Sean W Schooley

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-02
IL	RA	APPROVED	2024-10-24
PR	RA	APPROVED	2024-10-21
AZ	RA	APPROVED	2024-10-16
HI	RA	APPROVED	2024-10-16
AR	RA	APPROVED	2024-10-15
ID	RA	APPROVED	2024-10-15
SC	RA	APPROVED	2024-10-15
KY	RA	APPROVED	2024-10-14
MS	RA	APPROVED	2024-10-14
ND	RA	APPROVED	2024-10-14
OR	RA	APPROVED	2024-10-14
IA	RA	APPROVED	2024-10-11
WA	RA	APPROVED	2024-10-11
GA	RA	APPROVED	2024-10-10
LA	RA	APPROVED	2024-10-10
MI	RA	APPROVED	2024-10-10
FL	RA	APPROVED	2024-10-09
MT	RA	APPROVED	2024-10-09
NV	RA	APPROVED	2024-10-09
NJ	RA	APPROVED	2024-10-09
NM	RA	APPROVED	2024-10-09
PA	RA	APPROVED	2024-10-09
RI	RA	APPROVED	2024-10-09
TX	RA	APPROVED_RES	2024-10-09
UT	RA	APPROVED	2024-10-09
VA	RA	APPROVED	2024-10-09
AL	RA	APPROVED	2024-10-08
AK	RA	APPROVED	2024-10-08
CA	RA	APPROVED	2024-10-08
CO	RA	APPROVED	2024-10-08
DE	RA	APPROVED	2024-10-08
IN	RA	APPROVED	2024-10-08
KS	RA	APPROVED	2024-10-08
ME	RA	APPROVED	2024-10-08
MD	RA	APPROVED	2024-10-08
MN	RA	APPROVED	2024-10-08
MO	RA	APPROVED	2024-10-08
NE	RA	APPROVED	2024-10-08
NC	RA	APPROVED	2024-10-08
OH	RA	APPROVED	2024-10-08
OK	RA	APPROVED	2024-10-08
SD	RA	APPROVED	2024-10-08
VT	RA	APPROVED	2024-10-08
WI	RA	APPROVED	2024-10-08
WY	RA	APPROVED	2024-10-08
NH	RA	APPROVED	2023-05-18
CT	RA	APPROVED	2023-05-10

NY RA
APPROVED

Since 2025-07-02
IL RA
APPROVED

Since 2024-10-24
PR RA
APPROVED

Since 2024-10-21
AZ RA
APPROVED

Since 2024-10-16
HI RA
APPROVED

Since 2024-10-16
AR RA
APPROVED

Since 2024-10-15
ID RA
APPROVED

Since 2024-10-15
SC RA
APPROVED

Since 2024-10-15
KY RA
APPROVED

Since 2024-10-14
MS RA
APPROVED

Since 2024-10-14
ND RA
APPROVED

Since 2024-10-14
OR RA
APPROVED

Since 2024-10-14
IA RA
APPROVED

Since 2024-10-11
WA RA
APPROVED

Since 2024-10-11
GA RA
APPROVED

Since 2024-10-10
LA RA
APPROVED

Since 2024-10-10
MI RA
APPROVED

Since 2024-10-10
FL RA
APPROVED

Since 2024-10-09
MT RA
APPROVED

Since 2024-10-09
NV RA
APPROVED

Since 2024-10-09
NJ RA
APPROVED

Since 2024-10-09
NM RA
APPROVED

Since 2024-10-09
PA RA
APPROVED

Since 2024-10-09
RI RA
APPROVED

Since 2024-10-09
TX RA
APPROVED_RES

Since 2024-10-09
UT RA
APPROVED

Since 2024-10-09
VA RA
APPROVED

Since 2024-10-09
AL RA
APPROVED

Since 2024-10-08
AK RA
APPROVED

Since 2024-10-08
CA RA
APPROVED

Since 2024-10-08
CO RA
APPROVED

Since 2024-10-08
DE RA
APPROVED

Since 2024-10-08
IN RA
APPROVED

Since 2024-10-08
KS RA
APPROVED

Since 2024-10-08
ME RA
APPROVED

Since 2024-10-08
MD RA
APPROVED

Since 2024-10-08
MN RA
APPROVED

Since 2024-10-08
MO RA
APPROVED

Since 2024-10-08
NE RA
APPROVED

Since 2024-10-08
NC RA
APPROVED

Since 2024-10-08
OH RA
APPROVED

Since 2024-10-08
OK RA
APPROVED

Since 2024-10-08
SD RA
APPROVED

Since 2024-10-08
VT RA
APPROVED

Since 2024-10-08
WI RA
APPROVED

Since 2024-10-08
WY RA
APPROVED

Since 2024-10-08
NH RA
APPROVED

Since 2023-05-18
CT RA
APPROVED

Since 2023-05-10

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

15 South Main St. Mailstop: Ct-261, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	South Windsor	CT	03/2019	11/2022
Schooley Consulting Llc	North Granby	CT	12/2009	04/2019
Abcomputerhardware	North Granby	CT	04/2019	Present
Prudential Insurance Company Of America	South Windsor	CT	09/2019	11/2022
Allstate Insurance Co	East Granby	CT	12/2022	04/2023
Ab Computer Hardware	North Granby	CT	04/2019	Present
Citizens Securities Inc.	Springfield	MA	04/2023	09/2024
Citizens Securities, Inc.	West Hartford	CT	09/2024	Present

03/2019 → 11/2022

Pruco Securities, Llc.

South Windsor, CT
12/2009 → 04/2019

Schooley Consulting Llc

North Granby, CT
04/2019 → Present

Abcomputerhardware

North Granby, CT
09/2019 → 11/2022

Prudential Insurance Company Of America

South Windsor, CT
12/2022 → 04/2023

Allstate Insurance Co

East Granby, CT
04/2019 → Present

Ab Computer Hardware

North Granby, CT
04/2023 → 09/2024

Citizens Securities Inc.

Springfield, MA
09/2024 → Present

Citizens Securities, Inc.

West Hartford, CT

Previous Registrations

2023-01-03 → 2023-04-19

Allstate Financial Advisors, Llc

East Granby, CT
2020-10-06 → 2022-12-06

Pruco Securities, Llc.

Glastonbury, CT

Shelton, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-10

S66 Uniform Combined State Law Examination

2019-08-10

Other Names

Sean William Schooley
Sean Schooley

View on SEC IAPD