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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-15 |
| OH | RA | APPROVED | 2022-07-08 |
Branch Locations
27301 Chardon Road, Willoughby Hills, OH 44092 • United States
1435 Som Center Rd, Mayfield Heights, OH 44124 • United States
7979 Plaza Blvd, Mentor, OH 44060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Our Lady Of Mt Carmel Parish | Wickliffe | OH | 06/2018 | 07/2018 |
| John Carroll University | Wickliffe | OH | 08/2015 | 12/2019 |
| Northwestern Mutual Investment Services, Llc | Cleveland | OH | 05/2019 | 07/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2019 | 06/2020 |
| Pruco Securities, Llc. | Mayfield Heights | OH | 06/2020 | 06/2022 |
| Prudential Insurance Company Of America | Mayfield Heights | OH | 07/2020 | 06/2022 |
| J.P. Morgan Securities Llc | Willoughby Hills | OH | 06/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Willoughby Hills | OH | 06/2022 | Present |
| Pruco Securities, Llc | Mayfield Heights | OH | 07/2020 | 06/2022 |
| Northwestern Mutual Life Insurance Company | Cleveland | OH | 04/2019 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-09 |
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