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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-13
CA RA APPROVED 2024-09-11
  • TX RA
    APPROVED
    Since 2025-06-13
  • CA RA
    APPROVED
    Since 2024-09-11

Branch Locations

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

Pacifica, CA • United States

181 Metro Ste 550, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company San Jose CA 06/2024 Present
Mml Investors Services, Llc San Jose CA 08/2024 Present
Penske Truck Leasing Santa Clara CA 01/2023 10/2023
Santa Clara University Santa Clara CA 08/2022 06/2024
Unemployed Studio City CA 05/2022 08/2022
Fotokem Industries Burbank CA 03/2020 05/2022
Unemployed Orange CA 01/2020 03/2020
Chapman University Orange CA 08/2016 12/2019
Northwestern Mutual Irvine CA 05/2019 01/2020
Big 5 Sporting Goods Menlo Park CA 05/2017 07/2017
  • 06/2024 → Present
    Massmutual Life Insurance Company
    San Jose, CA
  • 08/2024 → Present
    San Jose, CA
  • 01/2023 → 10/2023
    Penske Truck Leasing
    Santa Clara, CA
  • 08/2022 → 06/2024
    Santa Clara University
    Santa Clara, CA
  • 05/2022 → 08/2022
    Unemployed
    Studio City, CA
  • 03/2020 → 05/2022
    Fotokem Industries
    Burbank, CA
  • 01/2020 → 03/2020
    Unemployed
    Orange, CA
  • 08/2016 → 12/2019
    Chapman University
    Orange, CA
  • 05/2019 → 01/2020
    Northwestern Mutual
    Irvine, CA
  • 05/2017 → 07/2017
    Big 5 Sporting Goods
    Menlo Park, CA
Other Businesses

Name: Laurie Quinn Physical Therapy Inv rel: N Add: At Residential Address Nature: Part time employee for physical therapy business Position: Administrative Assistant Start date: 10/01/2025 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Help with administrative tasks of the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2024-08-30

View on SEC IAPD

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