Alex F Suriano

Hsbc Securities (Usa) Inc.

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Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-10-07
ND	RA	APPROVED	2025-09-19
GA	RA	APPROVED	2025-09-05
PR	RA	APPROVED	2025-09-04
VI	RA	APPROVED	2025-08-29
AK	RA	APPROVED	2025-08-28
NC	RA	APPROVED	2025-08-28
DE	RA	APPROVED	2025-08-26
IA	RA	APPROVED	2025-08-26
LA	RA	APPROVED	2025-08-26
MN	RA	APPROVED	2025-08-26
MT	RA	APPROVED	2025-08-26
NM	RA	APPROVED	2025-08-26
TX	RA	APPROVED_RES	2025-08-26
AL	RA	APPROVED	2025-08-25
KS	RA	APPROVED	2025-08-25
ME	RA	APPROVED	2025-08-25
MD	RA	APPROVED	2025-08-25
NE	RA	APPROVED	2025-08-25
UT	RA	APPROVED	2025-08-25
NY	RA	APPROVED	2025-08-11
NJ	RA	APPROVED	2019-10-01

DC RA
APPROVED

Since 2025-10-07
ND RA
APPROVED

Since 2025-09-19
GA RA
APPROVED

Since 2025-09-05
PR RA
APPROVED

Since 2025-09-04
VI RA
APPROVED

Since 2025-08-29
AK RA
APPROVED

Since 2025-08-28
NC RA
APPROVED

Since 2025-08-28
DE RA
APPROVED

Since 2025-08-26
IA RA
APPROVED

Since 2025-08-26
LA RA
APPROVED

Since 2025-08-26
MN RA
APPROVED

Since 2025-08-26
MT RA
APPROVED

Since 2025-08-26
NM RA
APPROVED

Since 2025-08-26
TX RA
APPROVED_RES

Since 2025-08-26
AL RA
APPROVED

Since 2025-08-25
KS RA
APPROVED

Since 2025-08-25
ME RA
APPROVED

Since 2025-08-25
MD RA
APPROVED

Since 2025-08-25
NE RA
APPROVED

Since 2025-08-25
UT RA
APPROVED

Since 2025-08-25
NY RA
APPROVED

Since 2025-08-11
NJ RA
APPROVED

Since 2019-10-01

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities Usa, Inc.	New York	NY	06/2019	Present
Hsbc Bank Usa, N.A.	New York	NY	06/2019	Present
Deloitte	New York	NY	10/2016	05/2019
Extended Travel/Studying	Scotch Plains	NJ	06/2016	09/2016

06/2019 → Present

Hsbc Securities Usa, Inc.

New York, NY
06/2019 → Present

Hsbc Bank Usa, N.A.

New York, NY
10/2016 → 05/2019

Deloitte

New York, NY
06/2016 → 09/2016

Extended Travel/Studying

Scotch Plains, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-30

S66 Uniform Combined State Law Examination

2019-09-30

View on SEC IAPD

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