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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-24 |
| IL | RA | APPROVED | 2022-09-15 |
| TX | RA | APPROVED | 2022-09-15 |
Branch Locations
5906 Elaine Drive, Ste. 110, Rockford, IL 61108 • United States
635 3Rd St.635 3Rd St., Beloit, WI 53511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2015 | 09/2022 |
| Lpl Financial Llc | Rockford | IL | 09/2022 | Present |
1)09/07/2022 - Providence Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2022 - 180 Hr/Mth 2)09/07/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 2022 - 3 Hr/Mth 3)01/05/2024 - No Business name - Non-Inv Related - Roscoe, IL - Other - Musician - Song Writer and Recording Artist - Started: 1/3/2024 - 2 Hrs/mo; 0 hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-08 |
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