Marci Gumbin Moss

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → Present
  Citigroup Global Markets Inc.
  Houston, TX
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Houston, TX

Previous Registrations

• 1999-09-27 → 2009-06-01
  Citigroup Global Markets Inc.
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

NAME OF OUTSIDE BUSINESS: BOVINE DESIGNS STARTED FEBRUARY 2010 IS BUSINESS INVESTMENT RELATED (Y/N): N ADDRESS OF OUTSIDE BUSINESS (CITY, STATE): HOUSTON TX YOUR TITLE: PROPRIETOR YOUR DUTIES (BRIEF): I CREATE ART TO SELL RETAIL AT ARTS AND CRAFTS VENUES # HOURS DEVOTED EACH MONTH DURING SECURITY TRADING HOURS: 0 # HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS: 20 *402943 - WMM Interests LLC; Investment related -Yes; El Lago, Texas; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2020 ; During business hours: 0; After business hours: 3;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-21
• S63 Uniform Securities Agent State Law Examination
  1999-09-21

Other Names

• Marci G Moss