Timothy D. Bauman

Strategic Advisers LLC

CRD 7116397

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

IN RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Granger, IN • United States

1234 N Eddy St Ste 124, South Bend, IN 46617-1477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Merrillville	IN	01/2009	11/2020
Fidelity Investments	South Bend	IN	11/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

01/2009 → 11/2020

Wells Fargo Clearing Services, Llc

Merrillville, IN
11/2020 → Present

Fidelity Investments

South Bend, IN
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-01-06 → 2025-03-31

Fidelity Personal And Workplace Advisors

South Bend, IN
2019-10-23 → 2020-11-12

Wells Fargo Clearing Services, Llc

Merrillville, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-23

S66 Uniform Combined State Law Examination

2019-10-23

Other Names

Timothy Duane Bauman
Timothy Duane Bauman

View on SEC IAPD

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