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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 09/2019 | 12/2019 |
| Tdecu | Houston | TX | 05/2019 | 12/2019 |
| Sysco | Houston | TX | 01/2018 | 04/2019 |
| University Of Houston | Houston | TX | 08/2014 | 12/2017 |
| State Farm | Kingwood | TX | 05/2017 | 09/2017 |
| J.P. Morgan Securities Llc | Houston | TX | 01/2020 | 02/2021 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 12/2019 | 02/2021 |
| Fleming's Prime Steakhouse & Wine Bar | Houston | TX | 08/2016 | 01/2020 |
| Valic Financial Advisors, Inc. | Houston | TX | 06/2021 | 01/2024 |
| Unemployed | Houston | TX | 02/2021 | 06/2021 |
| Agia | Houston | TX | 12/2022 | 01/2024 |
| Transamerica Investors Securities Corporation | Houston | TX | 06/2024 | 05/2025 |
| Unemployed | Houston | TX | 01/2024 | 06/2024 |
| Transamerica Life Insurance Company | Houston | TX | 06/2024 | 05/2025 |
| Transamerica Investors Securities, Llc | Houston | TX | 11/2025 | Present |
| Transamerica Life Insurance Company | Houston | TX | 11/2025 | Present |
| Unemployed | Houston | TX | 05/2025 | 11/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-12 |
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