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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-17
NY RA APPROVED 2024-08-06
NJ RA APPROVED 2022-10-17
  • TX RA
    APPROVED_RES
    Since 2026-02-17
  • NY RA
    APPROVED
    Since 2024-08-06
  • NJ RA
    APPROVED
    Since 2022-10-17

Branch Locations

One Jericho Plaza Suite 205, Jericho, NY 11753-1635 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Syosset High School Syosset NY 09/2005 06/2018
The University Of Michigan Ann Arbor MI 08/2018 05/2022
Ubs Financial Services Weehawken NJ 07/2022 Present
  • 09/2005 → 06/2018
    Syosset High School
    Syosset, NY
  • 08/2018 → 05/2022
    The University Of Michigan
    Ann Arbor, MI
  • 07/2022 → Present
    Ubs Financial Services
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
  • S66 Uniform Combined State Law Examination
    2022-10-14

View on SEC IAPD

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