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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
6363 Topanga Canyon Blvd, Woodland Hills, CA 91367-2215 • United States
6326 Canoga Avenue, Woodland Hills, CA 91367-8037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake Village | CA | 04/2019 | 12/2020 |
| Cordillera Consultores | Mexico City | 03/2018 | 03/2019 | |
| Unemployed | San Diego | CA | 11/2017 | 03/2018 |
| Rancho Valencia | Rancho Santa Fe | CA | 02/2017 | 11/2017 |
| Unemployed | San Diego | CA | 06/2016 | 02/2017 |
| Mira Costa Community College | Oceanside | CA | 08/2012 | 12/2017 |
| Antonio Braun | Mexico City | 03/2018 | 03/2019 | |
| Bank Of America, N.A. | Westlake Village | CA | 06/2019 | 12/2020 |
| Fidelity Investments | Salt Lake City | UT | 06/2021 | Present |
| Cordillera Consulting Group Llc | San Diego | CA | 01/2021 | 06/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
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