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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-10-04
  • WA RA
    APPROVED
    Since 2023-10-04

Branch Locations

16701 Se Mcgillivray Blvd #265, Vancouver, WA 98683 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Auto Accessories Portland OR 05/2016 10/2023
Vista Del Sol Tempe AZ 09/2016 12/2016
School Camas WA 02/2008 05/2019
Cetera Advisors Denver CO 05/2019 10/2023
Reaves & Co Cpas Ps Vancouver WA 08/2021 10/2023
Lpl Financial San Diego CA 10/2023 Present
  • 05/2016 → 10/2023
    Northwest Auto Accessories
    Portland, OR
  • 09/2016 → 12/2016
    Vista Del Sol
    Tempe, AZ
  • 02/2008 → 05/2019
    School
    Camas, WA
  • 05/2019 → 10/2023
    Cetera Advisors
    Denver, CO
  • 08/2021 → 10/2023
    Reaves & Co Cpas Ps
    Vancouver, WA
  • 10/2023 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
  • 2020-08-06 → 2023-10-04
    Cetera Advisors Llc
    Vancouver, WA
    Salem, OR
Other Businesses

1)08/29/2023 - The Gorge Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160 Hr/Mth 2)08/29/2023 - Reaves & Co CPA PS - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 05/2019 - 10 Hr/Mth 3)08/29/2023 - Northwest Auto Accessories - Graphic Design - Non-Inv Rel - Portland, OR - Start: 05/2019 - 1 Hr/Mth 4)12/29/2023 - DH Moore Family LLC - Non-Investment Related - Camas, WA - Business Entity For Tax/Investment Purposes Only - Started: 3/4/2021 - 0 Hrs/mo. 5) 09/11/2024 - Disc Co LLC - Business Owner - Tournament Director - Not Investment Related - Various/ Home Based - Start Date 04/01/2024 - 5 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-05
  • S66 Uniform Combined State Law Examination
    2020-06-05
Designations

View on SEC IAPD

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