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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-15 |
| CA | RA | APPROVED | 2024-05-14 |
Branch Locations
610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States
Costa Mesa, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kbs Capital Markets Group Llc | Newport Beach | CA | 07/2021 | 12/2022 |
| Us Bank | Irvine | CA | 07/2020 | 07/2021 |
| Westpac Wealth Partners | Irvine | CA | 02/2020 | 06/2020 |
| Eureka! | Irvine | CA | 04/2019 | 02/2020 |
| Wells Fargo Advisors | Irvine | CA | 04/2019 | 12/2019 |
| Pf Chang's | Irvine | CA | 09/2018 | 04/2019 |
| Pf Chang's | Pasadena | CA | 04/2016 | 08/2018 |
| Pasadena City College Bookstore | Pasadena | CA | 08/2016 | 09/2016 |
| Pasadena City College | Pasadena | CA | 06/2015 | 08/2018 |
| University Of California Irvine | Irvine | CA | 09/2018 | 03/2020 |
| Rbc Capital Markets, Llc | Newport Beach | CA | 03/2013 | Present |
| Unemployed | Irvine | CA | 01/2023 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-13 |
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