Matthew Charles Smith

Employer firm

Concert Financial Planning, LLC CRD 304831

$28.6M regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → Present
  Concert Financial Planning, Llc
  Houston, TX
• 11/2020 → 09/2022
  Clark Asset Management, Llc
  Stratham, NH
• 09/2023 → Present
  4L Financial Academy
  Houston, TX
• 12/2014 → 04/2019
  Foreside Fund Services, Llc Dba Wisdomtree Investments, Inc.
  New York, NY

Previous Registrations

• 2020-11-18 → 2022-09-12
  Clark Asset Management, Llc
  Houston, TX
  Stratham, NH

Other Businesses

4L Financial Academy; Not investment-related; 3403 W TC Jester Blvd, PMD 1509, Houston, TX 77018; Online Financial Education; Co-Founder, Manager, and Instructor; Start date: 9/1/2023; 2 hours/month; 2 hours/month during securities trading hours; Create educational video content to explain various topics related to personal finance for attorneys. Matt Smith Music; Not investment-related; Private residence in Houston, TX; Music publishing; Musician, Band Member; Start date: 9/1/1994; 2 hours/month; 0 hours/month during securities trading hours; Occasionally publish music on streaming services such as Apple Music, Spotify, etc. Play guitar and sing.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-06
• S63 Uniform Securities Agent State Law Examination
  2005-07-08

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Matt Smith