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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-05-20
WA RA APPROVED 2021-04-22
  • OR RA
    APPROVED
    Since 2024-05-20
  • WA RA
    APPROVED
    Since 2021-04-22

Branch Locations

7304 10Th St Ste B101, Lake Stevens, WA 98258-3684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lisa Atkinson Insurance Agency Burlington WA 05/2020 03/2021
State Farm Vp Management Corp. Burlington WA 11/2020 03/2021
Dave Christy Insurance Agency Pullman WA 08/2019 02/2020
Edward Jones Shoreline WA 06/2019 08/2019
Washington State University Pullman WA 08/2016 05/2020
Lisa Atkinson Insurance Agency Burlington WA 06/2018 08/2018
Avalon Golf Links Burlington WA 06/2017 08/2017
State Farm Insurance Burlington WA 03/2021 03/2021
State Farm Vp Management Corp. Everett WA 03/2021 07/2021
State Farm Insurance Everett WA 03/2021 07/2021
State Farm Investment Management Corp. Everett WA 04/2021 07/2021
State Farm Vp Management Corp. Lake Stevens WA 08/2021 Present
State Farm Investment Management Corp. Lake Stevens WA 08/2021 Present
Denton Atkinson Insurance Agency Lake Stevens WA 08/2021 Present
  • 05/2020 → 03/2021
    Lisa Atkinson Insurance Agency
    Burlington, WA
  • 11/2020 → 03/2021
    State Farm Vp Management Corp.
    Burlington, WA
  • 08/2019 → 02/2020
    Dave Christy Insurance Agency
    Pullman, WA
  • 06/2019 → 08/2019
    Edward Jones
    Shoreline, WA
  • 08/2016 → 05/2020
    Washington State University
    Pullman, WA
  • 06/2018 → 08/2018
    Lisa Atkinson Insurance Agency
    Burlington, WA
  • 06/2017 → 08/2017
    Avalon Golf Links
    Burlington, WA
  • 03/2021 → 03/2021
    State Farm Insurance
    Burlington, WA
  • 03/2021 → 07/2021
    State Farm Vp Management Corp.
    Everett, WA
  • 03/2021 → 07/2021
    State Farm Insurance
    Everett, WA
  • 04/2021 → 07/2021
    Everett, WA
  • 08/2021 → Present
    State Farm Vp Management Corp.
    Lake Stevens, WA
  • 08/2021 → Present
    Lake Stevens, WA
  • 08/2021 → Present
    Denton Atkinson Insurance Agency
    Lake Stevens, WA
Other Businesses

1) Denton Atkinson's Insurance Agency; Investment-related; 7304 10th St SE Ste B101 Lake Stevens, WA 98258-3684; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 8/1/2021; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-09
S63 Uniform Securities Agent State Law Examination 2021-02-05
  • S65 Uniform Investment Adviser Law Examination
    2021-03-09
  • S63 Uniform Securities Agent State Law Examination
    2021-02-05
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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