Joshua Paul Higby

Employer firm

Red Rock Capital Management LLC CRD 301926

$775.0K regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Red Rock Capital Management Llc

Las Vegas, NV • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2019-08-20

NV RA
APPROVED

Since 2019-08-20

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trader-Self	Las Vegas	NV	11/2011	Present
Red Rock Capital Management Llc	Las Vegas	NV	03/2019	Present
Frias	Las Vegas	NV	06/2013	12/2017

11/2011 → Present

Trader-Self

Las Vegas, NV
03/2019 → Present

Red Rock Capital Management Llc

Las Vegas, NV
06/2013 → 12/2017

Frias

Las Vegas, NV

Other Businesses

Mr. Higby is a shopper for Whole Foods. This is not investment related. This outside business activity began in March 2020. He spends approximately 4 hours per week on this outside business activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-14

S65 Uniform Investment Adviser Law Examination

2018-11-14

Other Names

Josh Higby
Josh Higby

View on SEC IAPD