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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-03-07
  • IL RA
    APPROVED
    Since 2023-03-07

Branch Locations

Chicago, IL • United States

2190 E. Elliot Road Suite 100, Tempe, AZ 85284 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Basco University Park IL 05/2017 08/2017
Basco University Park IL 05/2018 08/2018
Independent Advisors Group Oakbrook Terrace IL 05/2019 08/2019
Independent Advisors Group Oakbrook Terrace IL 06/2020 02/2023
Ball State University Muncie IN 08/2016 05/2020
L.A. Pittenger Student Center Muncie IN 08/2017 12/2017
Rinker Center For International Programs Muncie IN 08/2018 05/2020
Woodbury Financial Services Inc Oakbrook Terrace IL 09/2021 02/2023
Northern Trust Securities, Inc. Chicago IL 03/2023 Present
  • 05/2017 → 08/2017
    Basco
    University Park, IL
  • 05/2018 → 08/2018
    Basco
    University Park, IL
  • 05/2019 → 08/2019
    Independent Advisors Group
    Oakbrook Terrace, IL
  • 06/2020 → 02/2023
    Independent Advisors Group
    Oakbrook Terrace, IL
  • 08/2016 → 05/2020
    Ball State University
    Muncie, IN
  • 08/2017 → 12/2017
    L.A. Pittenger Student Center
    Muncie, IN
  • 08/2018 → 05/2020
    Rinker Center For International Programs
    Muncie, IN
  • 09/2021 → 02/2023
    Woodbury Financial Services Inc
    Oakbrook Terrace, IL
  • 03/2023 → Present
    Chicago, IL
Previous Registrations
  • 2022-04-14 → 2023-02-24
    Woodbury Financial Services, Inc.
    Oakbrook Terrace, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
  • S66 Uniform Combined State Law Examination
    2022-04-08

View on SEC IAPD

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