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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-01
CO RA APPROVED 2019-08-29
  • TX RA
    APPROVED_RES
    Since 2024-11-01
  • CO RA
    APPROVED
    Since 2019-08-29

Branch Locations

2950 E Harmony Road Suite 255, Fort Collins, CO 80528 • United States

Fort Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Fort Collins CO 04/2019 Present
Southwestern/Great American Nashville TN 07/2012 04/2019
Other Businesses

(1)Name of Business: Be Kind FoCO Address: 3021 Old Dominion Ct, Fort Collins, CO, 80528, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 03/22/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help Manage Finances through QuickBooks-Board will have unfiltered access at all time. Administration of Fiscal Matters. One of several check writing members- Two signature requirement/policy in undated bylaws. Maintains documents, organizing events, fundraising, community service. (2)Name of Business: Table Top Ring Game Address: 4233 Rolling Gate Road, Fort Collins, CO, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 06/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a weekend hobby, I work with wood and make wood games that I informally sell locally and online on Etsy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-28
  • S66 Uniform Combined State Law Examination
    2019-08-28

View on SEC IAPD

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