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Nicola De Pinto

Charles Schwab & Co., Inc.

Morristown, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-23
NJ RA APPROVED 2019-11-22
  • TX RA
    APPROVED_RES
    Since 2021-03-23
  • NJ RA
    APPROVED
    Since 2019-11-22

Branch Locations

110 Morris Street Suite 102, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Bridgewater NJ 08/2013 10/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 10/2019
Charles Schwab & Co., Inc. Morristown NJ 11/2019 Present
Charles Schwab Bank Morristown NJ 11/2019 Present
  • 08/2013 → 10/2019
    Fidelity Brokerage Services Llc
    Bridgewater, NJ
  • 07/2018 → 10/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 11/2019 → Present
    Charles Schwab & Co., Inc.
    Morristown, NJ
  • 11/2019 → Present
    Charles Schwab Bank
    Morristown, NJ
Previous Registrations
  • 2018-07-13 → 2019-10-29
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2013-09-26 → 2018-07-13
    Strategic Advisers Llc
    Bridgewater, NJ
    Bridgewater, NJ
  • 2006-06-29 → 2013-08-13
    Equitable Advisors, Llc
    Woodbridge, NJ
Other Businesses

1) K&D of NJ, LLC | Investment Related:No|46 Plantation Rd|Whitehouse Station|NJ|08889|USA|Retail|Managing Member|9/1/2006|Less than 20|0|My partner and I invented a pool product that we sell wholesale to vendors and also list on Amazon.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-28
  • S66 Uniform Combined State Law Examination
    2006-06-28
Designations
Other Names
  • Nick De Pinto

View on SEC IAPD

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EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
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