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Nicholas Steve Stavrakis

Wells Fargo Clearing Services, LLC

Tampa, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-15
FL RA APPROVED 2023-10-19
  • TX RA
    APPROVED
    Since 2023-11-15
  • FL RA
    APPROVED
    Since 2023-10-19

Branch Locations

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Compnay Tampa FL 06/2019 12/2020
Kevin O Connell Tampa FL 12/2020 02/2021
James Erb Tampa FL 02/2021 07/2023
Northwestern Mutual Investment Services Llc Tampa FL 08/2021 07/2023
Student Tallahassee FL 08/2014 12/2018
Catania And Catania Tampa FL 07/2015 08/2018
Unemployed Tampa FL 12/2018 06/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2022 07/2023
Wells Fargo Clearing Services, Llc Tampa FL 07/2023 Present
  • 06/2019 → 12/2020
    Northwestern Mutual Life Insurance Compnay
    Tampa, FL
  • 12/2020 → 02/2021
    Kevin O Connell
    Tampa, FL
  • 02/2021 → 07/2023
    James Erb
    Tampa, FL
  • 08/2021 → 07/2023
    Northwestern Mutual Investment Services Llc
    Tampa, FL
  • 08/2014 → 12/2018
    Student
    Tallahassee, FL
  • 07/2015 → 08/2018
    Catania And Catania
    Tampa, FL
  • 12/2018 → 06/2019
    Unemployed
    Tampa, FL
  • 04/2022 → 07/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2023 → Present
    Wells Fargo Clearing Services, Llc
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-18
S63 Uniform Securities Agent State Law Examination 2022-02-15
  • S66 Uniform Combined State Law Examination
    2023-10-18
  • S63 Uniform Securities Agent State Law Examination
    2022-02-15

View on SEC IAPD

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