Matthew Dorsey

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 06/2021
  Morgan Stanley
  Houston, TX
• 02/2019 → 03/2020
  Buffalo Bayou Brewing Company
  Houston, TX
• 07/2014 → 12/2018
  University Of New Mexico
  Albuquerque, NM
• 06/2019 → 06/2021
  Morgan Stanley Private Bank, N.A
  New York, NY
• 07/2021 → 04/2023
  Egon Zehnder
  Houston, TX
• 04/2023 → 06/2025
  Lpl Financial Llc
  Houston, TX
• 05/2023 → Present
  Wealth Enhancement Group
  Houston, TX
• 05/2023 → Present
  Wealth Enhancement Advisory Services
  Houston, TX
• 05/2023 → Present
  Wealth Enhancement Brokerage Services
  Houston, TX

Previous Registrations

• 2019-07-30 → 2021-06-28
  Morgan Stanley
  Houston, TX

Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 05/03/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S66 Uniform Combined State Law Examination
  2019-07-30

Designations

• Certified Financial Planner

Other Names

• Matthew Raymond Dorsey