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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-30
  • TX RA
    APPROVED
    Since 2019-09-30

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Dallas TX 06/2019 Present
Hpisd - Seay Tennis Center Dallas TX 11/2014 06/2019
Other Businesses

Self-employed tennis instructor / 4220 Herschel Avenue #302 Dallas, Texas 75219 / United States / Association (e.g. Trade or Industry, Sport) / Sport & Leisure Facilities / Teach tennis less than 10 hours per week / Other / Tennis Instructor / Teach Tennis / Start Date 7/15/2019 Not affiliated with UBS nor a result of employment from UBS. Not employed by another entity, strictly done self-employed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-30
  • S66 Uniform Combined State Law Examination
    2019-09-30

View on SEC IAPD

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