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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| NH | RA | APPROVED | 2023-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portsmouth | NH | 04/2019 | 02/2021 |
| Lawson Products | Chicago | IL | 09/2017 | 04/2019 |
| Tate & Foss Sotheby's Int'l Realty | Rye | NH | 01/2017 | 04/2019 |
| Keller Williams Coastal Realty | Portsmouth | NH | 06/2014 | 01/2017 |
| Bank Of America, N.A. | Portsmouth | NH | 06/2019 | 02/2021 |
| Edward Jones | St.LOuis | MO | 02/2021 | 02/2022 |
| Td Bank N.A. | Kittery | ME | 02/2022 | 10/2022 |
| Td Private Client Wealth Llc | Kittery | ME | 02/2022 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portsmouth | NH | 10/2022 | Present |
| Bank Of America, N.A. | Portsmouth | NH | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-24 |
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