Kyle Alan Cox

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2021-03-02
WA	RA	APPROVED	2021-03-01

OR RA
APPROVED

Since 2021-03-02
WA RA
APPROVED

Since 2021-03-01

Branch Locations

Ridgefield, WA • United States

5200 Sw Meadows Rd Suite 150, #10, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Discount Tire	Vancouver	WA	11/2015	08/2019
Penn Mutual / Pacific Capital Resource Group, Inc.	Lake Oswego	OR	01/2019	03/2019
Penn Mutual Life Insurance Company	Horsham	PA	05/2019	11/2020
Hornor, Townsend & Kent, Llc	Horsham	PA	06/2019	11/2020
Washington State University	Pullman	WA	08/2016	01/2017
Washington State University	Vancouver	WA	08/2017	05/2019
Frito Lay	Vancouver	WA	05/2017	09/2017
Osaic Wealth, Inc.	Bellevue	WA	11/2020	Present

11/2015 → 08/2019

Discount Tire

Vancouver, WA
01/2019 → 03/2019

Penn Mutual / Pacific Capital Resource Group, Inc.

Lake Oswego, OR
05/2019 → 11/2020

Penn Mutual Life Insurance Company

Horsham, PA
06/2019 → 11/2020

Hornor, Townsend & Kent, Llc

Horsham, PA
08/2016 → 01/2017

Washington State University

Pullman, WA
08/2017 → 05/2019

Washington State University

Vancouver, WA
05/2017 → 09/2017

Frito Lay

Vancouver, WA
11/2020 → Present

Osaic Wealth, Inc.

Bellevue, WA

Other Businesses

1. COLUMBIA GROUP WEALTH MANAGEMENT POSITION: Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2020 ADDRESS: 5200 Meadows Rd, Ste. 150 #10, Lake Oswego OR 97035, United States DESCRIPTION: Sale of life, health, disability, and long term care insurance 2. PACIFIC CAPITAL RESOURCE GROUP POSITION: Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/12/2019 ADDRESS: 5200 Meadows Rd, Ste. 150 #10, Lake Oswego OR 97035, United States DESCRIPTION: Sale of life, health, disability, and long term care insurance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-26
S63	Uniform Securities Agent State Law Examination	2020-05-12

S65 Uniform Investment Adviser Law Examination

2021-02-26
S63 Uniform Securities Agent State Law Examination

2020-05-12

Other Names

Kyle Cox

View on SEC IAPD