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Domenico Matteo Napolitano

Ally Invest Advisors

Charlotte, NC

CRD 7113070

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Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-02-24
  • NC RA
    APPROVED
    Since 2022-02-24

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ally Invest Securities Llc Charlotte NC 05/2019 Present
Wingate University Wingate NC 08/2016 05/2019
Ally Invest Advisors Charlotte NC 02/2022 Present
  • 05/2019 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 08/2016 → 05/2019
    Wingate University
    Wingate, NC
  • 02/2022 → Present
    Charlotte, NC
Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Client Services. Dually licensed. 02/24/2022. 0-20hrs/month. Manages licensed representatives servicing both self-directed and advisory accounts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-22
S63 Uniform Securities Agent State Law Examination 2020-03-02
  • S66 Uniform Combined State Law Examination
    2022-02-22
  • S63 Uniform Securities Agent State Law Examination
    2020-03-02

View on SEC IAPD

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