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Ally Invest Advisors CRD 170301
$1.73B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-24 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ally Invest Securities Llc | Charlotte | NC | 05/2019 | Present |
| Wingate University | Wingate | NC | 08/2016 | 05/2019 |
| Ally Invest Advisors | Charlotte | NC | 02/2022 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Client Services. Dually licensed. 02/24/2022. 0-20hrs/month. Manages licensed representatives servicing both self-directed and advisory accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-02 |
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