Robert Anthony Sale

Employer firm

Summit Global Investments, LLC CRD 157091

$2.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → 06/2022
  Wfg
  Laguna Hills, CA
• 01/2012 → 06/2022
  Transamerica Financial Advisors, Inc
  Laguna Hills, CA
• 07/2016 → 11/2018
  Robert Sale
  Claremont, CA
• 01/2017 → Present
  California Choice
  Orange, CA
• 01/2017 → 06/2022
  Kaiser Permanente
  Burbank, CA
• 04/2017 → 06/2022
  Benefitmall
  Dallas, TX
• 12/2018 → 06/2022
  Health Net
  Woodland Hills, CA
• 06/2022 → 11/2024
  Dfpg Investments, Llc
  Sandy, UT
• 12/2023 → 11/2024
  Diversify Advisory Services, Llc
  Sandy, UT
• 11/2024 → Present
  Summit Global Investments
  Bountiful, UT

Previous Registrations

• 2023-12-14 → 2024-11-12
  Diversify Advisory Services, Llc
  South Jordan, UT
  Santa Ana, CA
  Lehi, UT
• 2022-06-03 → 2023-12-31
  Dfpg Investments, Llc
  Sandy, UT
  South Jordan, UT
  Santa Ana, CA
  Lehi, UT
• 2012-01-06 → 2022-06-01
  Transamerica Financial Advisors, Llc
  Piedmont, SC
  Brea, CA
  Irvine, CA
• 2009-10-05 → 2012-01-06
  Investment Advisors International, Inc.
  Chino Hills, CA
  Piedmont, SC

Other Businesses

California Choice; Orange, CA; Insurance; Producer; Start Date 01/2017; Health Insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-05
• S63 Uniform Securities Agent State Law Examination
  2005-11-09

Other Names

• Robert Sale