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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-16 |
Branch Locations
301 Second St., Liverpool, NY 13088 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lemoyne College | Syracuse | NY | 01/2014 | 05/2017 |
| Tarvia Seal | Syracuse | NY | 06/2015 | 09/2019 |
| Regal Entertainment | Syracuse | NY | 01/2008 | 09/2019 |
| Cicero North Syracuse High School | Cicero | NY | 02/2017 | 05/2017 |
| Axa Advisors | New York | NY | 04/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2019 | 04/2021 |
| M&T Securities, Inc | Dewitt | NY | 04/2021 | 06/2021 |
| Lpl Financial Llc | Jamesville | NY | 06/2021 | 08/2022 |
| Lpl Financial Llc | Jamesville | NY | 06/2021 | 08/2022 |
| Key Investment Services Llc | Brooklyn | OH | 08/2022 | 01/2025 |
| Keybank | Dewitt | NY | 08/2022 | 01/2025 |
| Key Investment Services Llc | Brooklyn | OH | 01/2025 | 07/2025 |
| Keybank | Dewitt | NY | 01/2025 | 07/2025 |
| Key Investment Services Llc | Brooklyn | OH | 07/2025 | Present |
| Keybank | Liverpool | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-02 |
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