Chad A Essman

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-02

MN RA
APPROVED

Since 2014-01-02

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wealth Enhancement Group, Llc	Wayzata	MN	06/2004	Present
Lpl Financial, Llc	Plymouth	MN	02/2007	06/2025
Wealth Enhancement Brokerage Services, Llc	Wayzata	MN	02/2007	Present
Wealth Enhancement Advisory Services, Llc	Wayzata	MN	06/2004	Present

06/2004 → Present

Wealth Enhancement Group, Llc

Wayzata, MN
02/2007 → 06/2025

Lpl Financial, Llc

Plymouth, MN
02/2007 → Present

Wealth Enhancement Brokerage Services, Llc

Wayzata, MN
06/2004 → Present

Wealth Enhancement Advisory Services, Llc

Wayzata, MN

Previous Registrations

2007-02-02 → 2011-05-19

Lpl Financial Llc

Wayzata, MN

Fort Mill, SC

Plymouth, MN

Other Businesses

11/07/2007: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - 10% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE 04/08/2009: NO BUSINESS NAME - NOT INV REL - 04/08/2009 - PARTICIPATE IN WEG RADIO PROGRAM 11/21/2013: NO BUSINESS NAME - NOT INV REL - NOTARY - 1% OF TIME SPENT 06/11/2015: ESSMAN CAPITAL, LLC - INV REL - HOME BASED - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 06/01/2015 - 1 HR/MO NONE DURING SECS TRDG HRS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-16

S66 Uniform Combined State Law Examination

2005-09-16

Designations

View on SEC IAPD