Chad A Essman

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Wealth Enhancement Group, Llc
  Wayzata, MN
• 02/2007 → 06/2025
  Lpl Financial, Llc
  Plymouth, MN
• 02/2007 → Present
  Wealth Enhancement Brokerage Services, Llc
  Wayzata, MN
• 06/2004 → Present
  Wealth Enhancement Advisory Services, Llc
  Wayzata, MN

Previous Registrations

• 2007-02-02 → 2011-05-19
  Lpl Financial Llc
  Wayzata, MN
  Fort Mill, SC
  Plymouth, MN

Other Businesses

11/07/2007: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - 10% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE 04/08/2009: NO BUSINESS NAME - NOT INV REL - 04/08/2009 - PARTICIPATE IN WEG RADIO PROGRAM 11/21/2013: NO BUSINESS NAME - NOT INV REL - NOTARY - 1% OF TIME SPENT 06/11/2015: ESSMAN CAPITAL, LLC - INV REL - HOME BASED - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 06/01/2015 - 1 HR/MO NONE DURING SECS TRDG HRS

Exams

• S66 Uniform Combined State Law Examination
  2005-09-16

Designations

• Certified Financial Planner