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David Hartman

Strategic Advisers LLC

Knoxville, TN

Knoxville, TN

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • TN RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Knoxville, TN • United States

11513 Parkside Drive, Knoxville, TN 37934-1976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 04/2019 05/2021
Secu Life Insurance Company Raleigh NC 04/2019 05/2021
State Employees' Credit Union Raleigh NC 07/2017 05/2021
Walgreens Raleigh NC 07/2012 07/2017
Credit Union Investment Services Raleigh NC 08/2019 05/2021
Wilmington University New Castle DE 08/2015 06/2017
Fidelity Investments Durham NC 06/2021 Present
Staff 1 Durham NC 12/2017 06/2021
Fidelity Investments Boston MA 03/2025 Present
  • 04/2019 → 05/2021
    Secu Brokerage Services
    Raleigh, NC
  • 04/2019 → 05/2021
    Secu Life Insurance Company
    Raleigh, NC
  • 07/2017 → 05/2021
    State Employees' Credit Union
    Raleigh, NC
  • 07/2012 → 07/2017
    Walgreens
    Raleigh, NC
  • 08/2019 → 05/2021
    Credit Union Investment Services
    Raleigh, NC
  • 08/2015 → 06/2017
    Wilmington University
    New Castle, DE
  • 06/2021 → Present
    Fidelity Investments
    Durham, NC
  • 12/2017 → 06/2021
    Staff 1
    Durham, NC
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-09-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Durham, NC
    Knoxville, TN
  • 2019-10-25 → 2021-05-26
    Credit Union Investment Services
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-25
S63 Uniform Securities Agent State Law Examination 2019-08-01
  • S65 Uniform Investment Adviser Law Examination
    2019-10-25
  • S63 Uniform Securities Agent State Law Examination
    2019-08-01
Other Names
  • David Joseph Hartman
  • David Hartman

View on SEC IAPD

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