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Joann Mcclure Seagren

Chicago Capital, LLC

Chicago, IL

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Current Employers
Chicago Capital, Llc

550 W. Washington Blvd. Ste. 1650, Chicago, IL 60661 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-06
  • IL RA
    APPROVED
    Since 2023-11-06

Branch Locations

550 W. Washington Blvd. Ste. 1650, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneva Advisors, Llc Chicago IL 08/2015 08/2017
Cibc Private Wealth Advisors, Inc Chicago IL 08/2017 04/2019
Jag Capital Management Llc St. Louis MO 04/2019 11/2023
Chicago Capital Llc Chicago IL 11/2023 Present
Previous Registrations
  • 2019-04-18 → 2023-12-01
    Jag Capital Management Llc
    Chicago, IL
    Chicago, IL
  • 2017-09-06 → 2019-05-28
    Cibc Private Wealth Advisors, Inc.
    Chicago, IL
  • 2015-09-11 → 2017-09-01
    Geneva Advisors, Llc
    Chicago, IL
  • 2012-10-15 → 2015-12-31
    Advocate Asset Management, Llc
    Chicago, IL
  • 2012-03-26 → 2012-06-18
    Advocate Asset Management, Llc
    Chicago, IL
  • 2005-12-07 → 2008-08-02
    Coronado Capital Management
    Wooster, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-06
  • S65 Uniform Investment Adviser Law Examination
    2005-12-06
Other Names
  • Joann M Seagren

View on SEC IAPD

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