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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-25
  • IL RA
    APPROVED
    Since 2025-10-25

Branch Locations

14225 95Th Ave Suite 422, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Hinsdale IL 01/2016 04/2019
Bmo Harris Financial Advisors Hinsdale IL 04/2019 09/2022
Lpl Financial Llc Hinsdale IL 03/2021 09/2022
Citigroup Orland Park IL 10/2022 09/2025
Charles Schwab Orland Park IL 09/2025 Present
  • 01/2016 → 04/2019
    Bmo Harris Bank
    Hinsdale, IL
  • 04/2019 → 09/2022
    Bmo Harris Financial Advisors
    Hinsdale, IL
  • 03/2021 → 09/2022
    Lpl Financial Llc
    Hinsdale, IL
  • 10/2022 → 09/2025
    Citigroup
    Orland Park, IL
  • 09/2025 → Present
    Charles Schwab
    Orland Park, IL
Previous Registrations
  • 2023-04-17 → 2025-10-06
    Tinley Park, IL
    Oak Brook, IL
    Darien, IL
    Miami, FL
    Chicago, IL
    Orland Park, IL
    New York, NY
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-06
S63 Uniform Securities Agent State Law Examination 2022-02-05
  • S66 Uniform Combined State Law Examination
    2023-02-06
  • S63 Uniform Securities Agent State Law Examination
    2022-02-05

View on SEC IAPD

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