Mark Madden

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 05/2019
  Roanoke County Schools
  Roanoke, VA
• 08/2013 → 08/2017
  Salem City Schools
  Salem, VA
• 05/2014 → 05/2018
  University Of Md At College Park
  College Park, NY
• 04/2019 → 05/2020
  New York Life Insurance Company
  Roanoke, VA
• 06/2019 → 05/2020
  Nylife Securities Llc
  Roanoke, VA
• 05/2020 → 06/2023
  Valic Financial Advisors, Inc.
  North Chesterfield, VA
• 12/2022 → 06/2023
  Agia
  Houston, TX
• 06/2023 → 06/2024
  Securities America, Inc.
  Roanoke, VA
• 06/2024 → 08/2024
  Osaic Wealth, Inc.
  Salem, VA
• 08/2024 → 11/2025
  Valic Financial Advisors, Inc.
  Lakewood, CO
• 10/2024 → 11/2025
  Agia
  Houston, TX
• 11/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Highlands Ranch, CO
• 06/2023 → 10/2024
  Ridge View Bank
  Roanoke, VA
• 12/2025 → Present
  Bank Of America, N.A.
  Highlands Ranch, CO

Previous Registrations

• 2024-10-16 → 2025-12-08
  Valic Financial Advisors, Inc.
  Lakewood, CO
• 2020-05-30 → 2023-06-15
  Valic Financial Advisors, Inc.
  North Chesterfield, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-05-30
• S63 Uniform Securities Agent State Law Examination
  2019-09-13

Other Names

• Mark R Madden