Kevin P Spohn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 02/2012 → Present
  Central Minnesota Cu
  St Joseph, MN
• 05/2022 → Present
  Lpl Financial Llc
  Sartell, MN

Previous Registrations

• 2019-07-01 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Waverly, IA
  St Joseph, MN
  Melrose, MN
  Melrose, MN
  St Joseph, MN
  Sartell, MN

Other Businesses

1)05/18/2022 - Central Minnesota Financial Advisors-Investment Related - At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Institution Program Manager 2)05/18/2022 - Albany Fire Department- Not Investment Related- Albany, MN 56307 -Outside/W-2 Employment- Volunteer Firefighter- Start Date - 2015- 17 Hours Per Month/ 0 Hours During Securities Trading 3)05/18/2022 - Magnifi Financial Credit Union -Investment Related - At Reported Business Location(s) - Financial Institution Duty- Wealth Management Program Manager - Start Date - 2/2012- 160 Hours Per Month/ 160 Hours During Securities Trading 4)11/16/2022 - Magnifi Financial Credit Union - DBA: Magnifi Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023.

Exams

• S66 Uniform Combined State Law Examination
  2019-06-27