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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-09 |
Branch Locations
2100 Tamiami Trail North, Naples, FL 34102 • United States
999 Vanderbilt Beach, Naples, FL 34108 • United States
3775 Santa Barbara Blvd., Naples, FL 34104 • United States
95 Price Street, Naples, FL 34113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Naples | FL | 09/2017 | Present |
| Majestic Transportation | Fort Myers | FL | 09/2014 | 09/2017 |
| Fifth Third Securities | Naples | FL | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-06 |
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