Best Investors Account Sign in

Benjamin H Katz

Morgan Stanley

Gilbert, AZ

CRD 7111336

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-05
AZ RA APPROVED 2020-05-28
  • TX RA
    APPROVED
    Since 2020-06-05
  • AZ RA
    APPROVED
    Since 2020-05-28

Branch Locations

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 06/2019 Present
Bank Of America Merrill Lynch Chandler AZ 06/2018 08/2018
University Beyond Tucson AZ 09/2018 10/2018
Kappa Kappa Gamma Tucson AZ 01/2017 01/2018
Jcc Scottsdale AZ 06/2017 08/2017
University Of Arizona Tucson AZ 08/2015 05/2019
  • 06/2019 → Present
    Morgan Stanley
    Gilbert, AZ
  • 06/2018 → 08/2018
    Bank Of America Merrill Lynch
    Chandler, AZ
  • 09/2018 → 10/2018
    University Beyond
    Tucson, AZ
  • 01/2017 → 01/2018
    Kappa Kappa Gamma
    Tucson, AZ
  • 06/2017 → 08/2017
    Jcc
    Scottsdale, AZ
  • 08/2015 → 05/2019
    University Of Arizona
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-26
  • S66 Uniform Combined State Law Examination
    2019-11-26

View on SEC IAPD

Nearby Firms

WATTS GWILLIAM & COMPANY, LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

DAVID BRUCE WATTS
MATTHEW CHAD WILLETT
Kimball E Gwilliam

Nearby Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ

More in Gilbert, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor