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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-09
NY RA APPROVED 2025-06-12
NH RA APPROVED 2024-09-05
RI RA APPROVED 2020-07-28
MA RA APPROVED 2019-12-11
CT RA APPROVED 2019-09-30
  • FL RA
    APPROVED
    Since 2025-09-09
  • NY RA
    APPROVED
    Since 2025-06-12
  • NH RA
    APPROVED
    Since 2024-09-05
  • RI RA
    APPROVED
    Since 2020-07-28
  • MA RA
    APPROVED
    Since 2019-12-11
  • CT RA
    APPROVED
    Since 2019-09-30

Branch Locations

200 Summit Drive Suite 430, Burlington, MA 01803 • United States

Portland, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stanley Golf Course New Britain CT 06/2015 08/2017
Metropolitan District Commission Hartford CT 06/2018 08/2018
Mama Leone's Restaurant Newport RI 01/2019 04/2019
J's Restaurant Bar Hartford CT 05/2019 08/2019
Salve Regina University Newport RI 08/2015 05/2019
Valic Financial Advisors, Inc. Nashua NH 08/2019 Present
Agia Houston TX 12/2022 Present
  • 06/2015 → 08/2017
    Stanley Golf Course
    New Britain, CT
  • 06/2018 → 08/2018
    Metropolitan District Commission
    Hartford, CT
  • 01/2019 → 04/2019
    Mama Leone's Restaurant
    Newport, RI
  • 05/2019 → 08/2019
    J's Restaurant Bar
    Hartford, CT
  • 08/2015 → 05/2019
    Salve Regina University
    Newport, RI
  • 08/2019 → Present
    Nashua, NH
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-26
  • S66 Uniform Combined State Law Examination
    2019-09-26

View on SEC IAPD

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