Robert Lee Becker

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → 03/2024
  Transamerica Financial Advisors, Inc
  Morehead, KY
• 03/2012 → 03/2024
  Transamerica Agency Network
  Mt Sterling, KY
• 03/2012 → 03/2024
  United Financial Services
  Baltimore, MD
• 03/2024 → Present
  The Prudential Insurance Company Of America
  Cincinnati, OH
• 03/2024 → 11/2024
  Pruco Securities Llc
  Cincinnati, OH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Owingsville, KY

Other Businesses

1) 11/14/2024-Robert L Becker, jr-Independent sales agent-Non-Variable Insurance-Inv related-At Owingsville, KY-Start date 03/04/2024-10hrs/mth-0hrs/mth during trading 2) 12/06/2025-Robert Becker Jr-Notary-Inv related-At Owingsville, KY-Start date 07/24/2024-1hrs/mth-0hrs/mth during trading 3) 03/04/2025- Robert Becker-Sales agent/ broker-Non-Variable Insurance-Inv related-At Owingsville, KY-Start date 04/15/2025-40hrs/mth-0hrs/mth during trading 4) 08/14/2025-Redeeming Time Wealth Management LLC-Sole Member/Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/11/2025-175hrs/mth-175hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-04-15
• S63 Uniform Securities Agent State Law Examination
  2019-11-14

Other Names

• Robert Lee Becker
• Robert Lee Becker