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Sandra J Griffin

Ubs Financial Services Inc.

Mill Valley, CA

San Francisco, CA

Larkspur, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-13
  • CA RA
    APPROVED
    Since 2022-09-13

Branch Locations

2 Belvedere Place Suite 220, Mill Valley, CA 94941 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Larkspur, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert. W. Baird & Co Mill Valley CA 04/2019 05/2022
A Lady's Touch Inc San Rafael CA 10/2016 04/2019
Unemployed Larkspur CA 02/2011 10/2016
Ubs Financial Services Inc San Francisco CA 06/2022 Present
  • 04/2019 → 05/2022
    Robert. W. Baird & Co
    Mill Valley, CA
  • 10/2016 → 04/2019
    A Lady's Touch Inc
    San Rafael, CA
  • 02/2011 → 10/2016
    Unemployed
    Larkspur, CA
  • 06/2022 → Present
    Ubs Financial Services Inc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
  • S66 Uniform Combined State Law Examination
    2022-09-12
Other Names
  • Sandra J Griffin
  • Sandra Jayne Clark
  • Sandra Jayne Griffin

View on SEC IAPD

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DONALD MICHAEL ABRAMSON
CHRISTOPHER JOHN ANTONIO

Other Offices

PRIVATE WEALTH PARTNERS, LLC · MILL VALLEY, CA
DIPSEA CAPITAL, LLC · MILL VALLEY, CA
OSAIC WEALTH, INC. · Mill Valley, CA
SCHMITZ CAPITAL PARTNERS, LLC · MILL VALLEY, CA
BAYHUNT CAPITAL LLC · MILL VALLEY, CA
BOLDIN ADVISORS · MILL VALLEY, CA
URBAN INVESTMENT ADVISORS · MILL VALLEY, CA
COMMONWEALTH FINANCIAL NETWORK · Mill Valley, CA

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