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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-08-04 |
Branch Locations
170 Airport Pkwy Suite B, Greenwood, IN 46143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 04/2019 | 12/2019 |
| Unemployed | Indianapolis | IN | 10/2017 | 04/2019 |
| Elements Financial Federal Credit Union | Indianapolis | IN | 05/2013 | 10/2017 |
| Bank Of America, N.A. | Indianapolis | IN | 05/2019 | 12/2019 |
| Lpl Financial Llc | Indianapolis | IN | 01/2020 | 08/2023 |
| Elements Financial Fcu | Indianapolis | IN | 01/2020 | 08/2023 |
| Osaic Wealth Inc | Carmel | IN | 08/2023 | Present |
1) FENNELLY & ASSOCIATES LLC POSITION: Administrative registered assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/04/2023 ADDRESS: 170 Airport Pkwy, suite B, Greenwood IN 46143, United States DESCRIPTION: administrative duties, client services 2) EVANS & ASSOCIATES LLC POSITION: Administrative/ registered assistant NATURE: LLC> This is the other advisor under the combined rep codes LLC name that I work under. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/04/2023 ADDRESS: 128 E 36th Street, Indianapolis IN 46205, United States DESCRIPTION: administrative duties, client service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-03 |
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