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Tanya Lynn Poulin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, MA

Boston, MA

West Hartford, CT

Simsbury, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-18
CT RA APPROVED 2020-11-09
  • TX RA
    APPROVED
    Since 2021-10-18
  • CT RA
    APPROVED
    Since 2020-11-09

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

100 Federal St, Boston, MA 02110 • United States

29 S Main St, West Hartford, CT 06107 • United States

Simsbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 07/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-06
  • S66 Uniform Combined State Law Examination
    2020-11-06
Other Names
  • Tanya Lynn Johnson
  • Tanya Poulin

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
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