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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-07 |
Branch Locations
6817 Southpoint Pkwy Suite 804, Jacksonville, FL 32216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Holbrook | NY | 02/2015 | 09/2016 |
| Massmutual Life Insurance Co | Jacksonville | FL | 10/2016 | Present |
| Mml Investors Services, Llc | Jacksonville | FL | 10/2016 | 01/2022 |
| Mml Investors Services, Llc | Jacksonville | FL | 08/2022 | Present |
(1) NAME: THE POWHATAN GROUP INV REL: Y ADDR: 6817 SOUTHPOINT PKWY, SUITE 804, JACKSONVILLE FL 32216 NATURE: OUTSIDE INSURANCE - LIFE, DISABILITY, LONG-TERM CARE, HEALTH POSITION: AGENT START: 8/16/2022 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: 1. DESCRIBE DUTIES: SALES. (2) EVERETTE M. SEAY IV INV REL: N ADDR: EPISCOPAL SCHOOL OF JACKSONVILLE 4455 ATLANTIC BLVD, JACKSONVILLE, FL 32207 NATURE: SPORTS OFFICIAL POSITION: HIGH SCHOOL BASKETBALL COACH START DATE: 8/16/2022 NO HRS/MO: 40 NO HRS/MO DUR SEC TRADING: 0. (3) NAME: CAPTAIN HOLDINGS, LLC INV REL: Y ADDR: 6817 SOUTHPOINT PARKWAY SUITE 804 JACKSONVILLE FL 32216 NATURE: LLC THAT HOLDS THE OFFICE BUILDING WE PURCHASED POSITION: MEMBER START: 8/18/2022 NO HRS/MO: 0 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: NO DUTIES- MY BUSINESS PARTNER AND I OWN OUR OFFICE BUILDING TOGETHER. (4) NAME: LUME PARTNERS LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: REALTOR/REAL ESTATE/RENTAL INCOME POSITION: MANAGING MEMBER START: 8/16/2022 NO HRS/MO: 8 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: WHEN WE OPEN A BANK ACCOUNT, I WILL MANAGE THAT AND SUBMIT OUR ANNUAL LLC FILING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-28 |
| S66 | Uniform Combined State Law Examination | 2006-02-22 |
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