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Timothy Peter Rossi

Wells Fargo Clearing Services, LLC

Levittown, PA

Langhorne, PA

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-29
  • PA RA
    APPROVED
    Since 2024-05-29

Branch Locations

4356 New Falls Rd, Levittown, PA 19056 • United States

1420 E Lincoln Hwy, Langhorne, PA 19047 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Yardley PA 04/2019 05/2024
First Tracks Llc Yardely PA 01/2016 04/2019
Bank Of America, N.A. Yardley PA 05/2019 05/2024
Wells Fargo Clearing Services, Llc Chesterbrook PA 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-08
  • S66 Uniform Combined State Law Examination
    2019-08-08
Other Names
  • Timothy Rossi

View on SEC IAPD

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