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Joseph Robert Hughes

Mml Investors Services, LLC

Evesham, NJ

Fairfield, NJ

CRD 7101173

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
NJ RA APPROVED 2020-10-21
  • TX RA
    APPROVED_RES
    Since 2022-05-24
  • NJ RA
    APPROVED
    Since 2020-10-21

Branch Locations

Evesham, NJ • United States

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Marlton NJ 02/2019 10/2020
Centurum Inc. Marlton NJ 12/2012 10/2020
Energy People Federal Credit Union Medford NJ 09/2015 08/2019
Rider University Lawrenceville NJ 09/2012 05/2017
The Prudential Insurance Company Of America Marlton NJ 07/2019 10/2020
Massmutual Life Insurance Fairfield NJ 10/2020 Present
Mml Investors Services, Llc Fairfield NJ 10/2020 Present
  • 02/2019 → 10/2020
    Marlton, NJ
  • 12/2012 → 10/2020
    Centurum Inc.
    Marlton, NJ
  • 09/2015 → 08/2019
    Energy People Federal Credit Union
    Medford, NJ
  • 09/2012 → 05/2017
    Rider University
    Lawrenceville, NJ
  • 07/2019 → 10/2020
    The Prudential Insurance Company Of America
    Marlton, NJ
  • 10/2020 → Present
    Massmutual Life Insurance
    Fairfield, NJ
  • 10/2020 → Present
    Fairfield, NJ
Previous Registrations
Other Businesses

(1)Name: Creative Risk Management Inv Rel: Y Addr: 1305 Campus Parkway, Wall Township NJ, 07753 Nature: Outside Insurance Sales Position: Agent Start Date: 10/13/2020 No hrs/mo: 15 No hrs/mo dur sec trading: 10 Describe Duties: Property & Casualty. (2)Name: Madison Brokerage Inv Rel: Y Addr: 65 Madison Avenue, Suite 200 Morristown NJ 07960 Nature: Outside Insurance Sales Position: Broker Start Date: 5/9/2022 No hrs/mo: 1 No hrs/mo dur sec trading: .5 Describe duties: Fixed Annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-26
S63 Uniform Securities Agent State Law Examination 2019-06-26
  • S65 Uniform Investment Adviser Law Examination
    2019-07-26
  • S63 Uniform Securities Agent State Law Examination
    2019-06-26

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