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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| NJ | RA | APPROVED | 2020-10-21 |
Branch Locations
30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Marlton | NJ | 02/2019 | 10/2020 |
| Centurum Inc. | Marlton | NJ | 12/2012 | 10/2020 |
| Energy People Federal Credit Union | Medford | NJ | 09/2015 | 08/2019 |
| Rider University | Lawrenceville | NJ | 09/2012 | 05/2017 |
| The Prudential Insurance Company Of America | Marlton | NJ | 07/2019 | 10/2020 |
| Massmutual Life Insurance | Fairfield | NJ | 10/2020 | Present |
| Mml Investors Services, Llc | Fairfield | NJ | 10/2020 | Present |
(1)Name: Creative Risk Management Inv Rel: Y Addr: 1305 Campus Parkway, Wall Township NJ, 07753 Nature: Outside Insurance Sales Position: Agent Start Date: 10/13/2020 No hrs/mo: 15 No hrs/mo dur sec trading: 10 Describe Duties: Property & Casualty. (2)Name: Madison Brokerage Inv Rel: Y Addr: 65 Madison Avenue, Suite 200 Morristown NJ 07960 Nature: Outside Insurance Sales Position: Broker Start Date: 5/9/2022 No hrs/mo: 1 No hrs/mo dur sec trading: .5 Describe duties: Fixed Annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-26 |
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